ACA 2009 WEBCASTS
ACA Compliance Group and ACA Insight presents
2009 Compliance Education and Training series.
Through online learning this innovative series of Webcasts will focus on timely compliance management issues covering topics effecting investment advisers, broker-dealers, mutual funds and investment managers claiming GIPS compliance. Don’t miss this unique educational opportunity that helps compliance professionals master the important compliance elements in investment management.
All you need is a browser and a telephone to participate in each Web cast. You will be able to view and print seminar material as well as hear and interact with our expert speakers.
Join us for one session or every session. Can’t make an event? Don’t forget to check out the archives.
The fee to attend is $225 per event.
Sign up for 8 web casts and receive a 10% discount or sign up for the entire series and receive a 20% discount.
Click Here to
enroll.
ACA Compliance Group will register with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417. Web site: www.nasba.org
Program Level: Intermediate
Pre-requisites: Knowledge of federal and state securities compliance rules and regulations
Advanced Preparation: None
Delivery Method: Live Group Internet Based
Refund/Cancellation Policy:
Written cancellations must be received no later than 9:00am EST on the day of the scheduled webcast for a full refund. No refunds will be allowed for cancellations after that time. Written cancellations may be faxed to the attention of Sue Parsons at (973) 631-1084 or e-mailed to Sue Parsons at sparsons@acacompliancegroup.com. Written submission of a compliant shall be directed to Sue Parson’s attention at 973-631-1085 for immediate review and resolution.
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