Concerned that your current soft dollar practices and disclosures are adequate in light of the SEC’s recent soft dollar interpretive release? During your next SEC exam, examiners will undoubtedly test your soft dollar activities to ensure that they are consistent with the new standards. This web cast will:

• Discuss how to apply the new three-step analysis for determining whether a particular product or service falls within the safe harbor
• Explain how SEC examiners review soft dollar activities
• Provide guidance on how advisers should document soft dollar activities
• Review common mistakes that advisers make when using soft dollars