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November 2, 2010
1:00 pm EST
Division
Registered Investment Company
Level
Advance
Christopher Kemp, Principal Consultant, ACA Compliance Group
How advisers, sub-advisers and money market funds are dealing with changes to the SEC’s reform regulation on 2a-7 funds.
- Considerations on selecting the primary NRSROs for the fund
- The role by Portfolio Managers and Analysts to perform stress testing
- New Fund Board reporting and SEC reporting
- Considerations for changes to adopted 38a-1 and 2a-7 polices and procedures
This webcast has been approved for one (1) MCLE credit by the State Bar of California.
This course has been approved for Minimum Continuing Legal Education credit by the State Bar of Texas Committee on MCLE in the amount of 1.0 credit hour, of which none will apply to legal ethics/professional responsibility credit.
This course has been accredited by the Colorado Board of Continuing Legal and Judicial Education for a maximum of 1.0 unit of credit.
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