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Things to Consider When Starting a Mutual Fund
Things to Consider When Starting a Mutual Fund
 

May 8, 2014

Division
Investment Company

Speaker: Erik Olsen, Senior Principal Consultant, ACA Compliance Group
Speaker: Nathan Greene, Partner, Shearman & Sterling LLP
Speaker: Elyse Waldinger, COO, R Squared Capital Management


Webcast Discussion Includes:

  • Mutual fund structures
  • Mutual fund regulatory framework
  • Parties involved with mutual fund's operations
  • Portfolio restrictions and guidelines
  • Registration process and ongoing filing requirements