June 3, 2014
*Please Note: The C3 Coupon code does not apply to this event*
Speaker: Jack Rader, Senior Principal Consultant, ACA Compliance Group
Speaker: Colleen Marencik, Senior Principal Consultant, ACA Compliance Group
Webcast Discussion Includes:
- Marketing and Advertising - In this area, the survey covers compliance controls and testing related to private fund advertising, compliance with relevant JOBS Act provisions, and potential broker-dealer Registration.
- Valuation - This segment centers on the use of formal valuation committees, valuation oversight in general, the use of third-party valuation agents, and ongoing compliance testing.
- Transactions and Counterparties - Here the survey concentrates on factors considered in the selection of trading counterparties, policies and other considerations related to co-investment offerings, cross trades, and best execution assessments.