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Investment Adviser Marketing Considerations Traditional
Investment Adviser Marketing Considerations – Traditional
 

July 29, 2014

11:00 am EST

Division
Investment Adviser

Speaker: Mark Lawler, Principal Consultant, ACA Compliance Group
Speaker: Steven Hansen, Partner, Bingham McCutchen LLP


Webcast Discussion Includes:

  • Advertising Rule under the Advisers Act
  • Key no-action letters
  • Performance advertising and disclosures
  • Common SEC findings