January 13, 2015
Speaker: Jessica Huelbig, Senior Principal Consultant, ACA Compliance Group
Speaker: Jonathan Miller, Partner, Sidley Austin LLP
Speaker: Kevin Campion, Partner, Sidley Austin LLP
Webcast Discussion Includes:
- Exchange Act filings, including Schedules 13G and Forms 3, 4, 5, 13F, and 13H
- An overview of SEC enforcement actions relating to ownership filings
- Form PF
- Form D and "Blue Sky Filings"
*Please note: This webcast will not address Form ADV. Please see the webcast scheduled for February 10, 2015 for issues relating to Form ADV.