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SEC Hot Topics for 2015
SEC Hot Topics for 2015
 

April 14, 2015

Division
Investment Adviser

Speaker: Dan Campbell, Managing Director, ACA Compliance Group
Speaker: Joseph DiGiglio, Principal Consultant, ACA Compliance Group
Speaker: John Walsh, Partner, Sutherland Asbill & Brennan LLP


Webcast Discussion Includes:

  • Cybersecurity
  • Alternative and fixed income funds
  • Conflicts of interest
  • Expense allocation
  • Insider trading update