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SEC Hot Topics for 2016
SEC Hot Topics for 2016
 

March 8, 2016

Division
Investment Adviser

Speaker: Alyssa Briggs, Principal Consultant, ACA Compliance Group
Speaker: Lee Ann Wilson, Principal Consultant, ACA Compliance Group
Speaker: Jason E. Brown, Partner, Ropes & Gray LLP


Webcast Discussion Includes:

  • SEC staff examination priorities for 2016
  • Highlights from the OCIE's 2016 examination priorities
  • Focus areas for DEAMU
  • Cyber security Updates