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Reg-SCI and Investment Advisers

 
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November 3, 2016

Division
Cybersecurity and Risk

ACA Aponix Webcast Series - 2016 Cybersecurity Hot Topics
We will discuss the impact that the SEC's Regulation-SCI may have on future investment adviser cybersecurity exams.

Speaker: James Tedman, Managing Director, ACA Aponix

Speaker: Giselle Casella, Senior Principal Consultant, ACA compliance Group