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Discussion of Results: 2016 Alternative Fund Manager Compliance Survey Results
Discussion of Results: 2016 Alternative Fund Manager Compliance Survey Results
 

November 10, 2016

*Please Note: The C3 Coupon Code does not apply to this event*

Division
Investment Adviser

Speaker: Danielle Joseph, Senior Principal Consultant, ACA Compliance Group

Speaker: Brian Lattanzio, Senior Compliance Analyst, ACA Compliance Group


Webcast Discussion Includes:

  • Compliance Rule Program
  • Custody and Safekeeping of Client Assets
  • Personal Trading
  • Anti-Money Laundering