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Discussion of Results: 2017 Compliance Survey for Alternative Fund Managers
Discussion of Results: 2017 Compliance Survey for Alternative Fund Managers
 

April 27, 2017

*Please Note: The C3 Coupon Code does not apply to this event*

Division
Investment Adviser

Speaker: Danielle Joseph, Senior Principal Consultant, ACA Compliance Group

Speaker: Tessa Carbone, Principal Consultant, ACA Compliance Group


Webcast Discussion Includes:

  • Controls related to the receipt of Material Nonpublic Information
  • Fund Expenses
  • Business Continuity