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UK University Series - 2015 Hot Topics, SEC Examination Priorities and Regulatory Developments
UK University Series -  2015 Hot Topics, SEC Examination Priorities and Regulatory Developments
 

August 26, 2015

Division
Europe

Speaker: Lynne Carreiro, Managing Director, ACA Compliance Group

Speaker: Brett S. Niehaus, Consultant, ACA Compliance Group

Webcast Discussion Includes:

  • The National Examination Program
  • Hot Topic: Current SEC Examination Priorities
  • Hot Topic: Recent SEC Enforcement Actions
  • Anticipated Regulatory Developments