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Introduction to GIPS® Compliance and Verification
Introduction to GIPSŪ Compliance and Verification
January 27, 2009
1:00 pm EST

Justin Guthrie, Director
ACA Beacon Verification Services

Christie Dillard
ACA Beacon Verification Services
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New Form ADV Part 2
New Form ADV Part 2
February 24, 2009
1:00 pm EST

Lynne Carreiro, Senior Principal Consultant
ACA Compliance Group

Paul Miller, Partner
Seward & Kissel LLP
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Securities Lending
Securities Lending
March 3, 2009
1:00 pm EST

Nick Prokos, Managing Director
ACA Compliance Group

Tom Poppey, Senior Vice President
Brown Borthers Harriman & Co.
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Fund-of-Fund Managers & Other Advisers Investing in Private Funds: New Risks
Fund-of-Fund Managers & Other Advisers Investing in Private Funds: New Risks
March 17, 2009
1:00 pm EST

Joshua Broaded, Principal Consultant
ACA Compliance Group

Margaret R.A. Paradis, Partner
Baker & MaKenzie LLP
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Changes to GIPS® Specifically Related to Carve-outs
Changes to GIPSŪ Specifically Related to Carve-outs
March 24, 2009
1:00 pm EST

Alicia Hyde,  CIPM, CFA Level III Candidate, Verification Manager
ACA Beacon Verification Services

Mike Sonnenburg, Senior Verification Associate
ACA Beacon Verification Services
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Short Selling Rules and Related Issues
Short Selling Rules and Related Issues
April 7, 2009
1:00 pm EST

Ted Eichenlaub, Partner
ACA Compliance Group

Cary J. Meer, Partner
K&L Gates LLP
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Valuation for Complex or Illiquid Securities
Valuation for Complex or Illiquid Securities
April 28, 2009
1:00 pm EST

Dan Smith, Managing Director
ACA Compliance Group

Cindy Ma, Managing Director
Houlihan Lokey
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Tips for Marketing to Institutions/Consultants and Advertising from a GIPS® and SEC Perspective
Tips for Marketing to Institutions/Consultants and Advertising from a GIPSŪ and SEC Perspective
May 5, 2009
1:00 pm EST

Jeff Tarumianz,  CFA, CIPM - Managing Director
ACA Beacon Verification Services

Ted Eichenlaub, Partner
ACA Compliance Group

Vince Bakshani, Director
eVestment Alliance
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FINRA Hot Topics for 2009
FINRA Hot Topics for 2009
June 2, 2009
1:00 pm EST

Francois Cooke
Former SEC & FINRA Examiner

Beth Burns, SVP & Director of Compliance
Synovus
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SEC Examinations of Investment Advisers
SEC Examinations of Investment Advisers
June 23, 2009
1:00 pm EST

Dan Smith,  Managing Director
ACA Compliance Group

Barry Y. Greenberg, Partner
Akin Gump Strauss Hauer & Feld LLP
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