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The Future of Soft Dollar Practices

January 9, 2007

Bob Bagnall
Partner, Wilmer Cutler Pickering Hale and Dorr, LLP

Robert Stype
Managing Partner, ACA Compliance Group
The SEC’s New Focus on Inside Information

January 25, 2007

Harry Weiss
Partner, Wilmer Cutler Pickering Hale and Dorr, LLP

Jeff Morton
Partner, ACA Compliance Group
Identifying Conflicts of Interests

February 13, 2007

Lindi Beaudrault
Partner, Alston & Bird, LLP

Ted Eichenlaub
Partner, ACA Compliance Group
What’s in Your Code of Ethics

March 13, 2007

Judy Werner
Chief Compliance Officer, Gardner Lewis Asset Management, LP

Kristina Kneip
Senior Consultant, ACA Compliance Group
Forensic Testing, Unplugged

April 10, 2007

Robert Van Grover
Partner, Seward & Kissel

Jeff Morton
Partner, ACA Compliance Group
The Rules of Marketing

May 8, 2007

Larry Stadulis
Partner, Stradley Ronon Stevens & Young, LLP

Kristina Kneip
Senior Consultant, ACA Compliance Group
Understanding Fair Valuation and When it is Necessary

June 12, 2007

Laurin Blumenthal Kleiman
Partner, Sidley Austin, LLP

Ted Eichenlaub
Partner, ACA Compliance Group
How do Advisers Seek to Obtain Best Execution

July 10, 2007

Michael Butowsky
Partner, Mayer Brown Rowe & Maw, LLP

Robert Stype
Partner, ACA Compliance Group
It’s a Disaster….How do I Recover?

August 14, 2007

Dr. Jeff Williams
President, Binomial International, Inc

Kim Hill
Consultant, ACA Compliance Group
Most Common Pitfalls Made by Advisers

September 11, 2007

Michele Gibbons
Partner, Mayer Brown Rowe & Maw, LLP

Daniel Y. Smith, CFA,
Senior Consultant, ACA Compliance Group