1:00pm EST – 2:30pm EST
Speaker: Lynne M. Carreiro, Senior Principal Consultant, ACA Compliance Group
Speaker: Kathy Ireland, Associate General Counsel, Investment Advisor Association
Webcast Discussion Includes:
When it comes to your compliance program are you doing all you should be doing? Do you wonder how you are measuring up? Join us as Lynne M. Carreiro of ACA Compliance Group and Kathy Ireland of the IAA present the results of this year’s survey and provide industry insight regarding best practices, emerging trends, and hot issues in Investment Adviser compliance. In addition, the speakers will address best practices and tips for communicating details about your compliance program to regulators.
The cost of this webcast is $100. For survey participants, please use the coupon code that was supplied to you upon survey completion to register for free.