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Preparing Your GIPSŪ Program for an SEC Examination
Preparing Your GIPS® Program for an SEC Examination
 

May 20, 2014

Division
GIPS Verification

Speaker: Alicia Hyde, Partner, ACA Performance Services

Speaker: Rick Dolson, Assistant CCO, NISA Investment Advisors

Webcast Discussion Includes:

  • Common GIPS-related deficiencies and solutions
  • Preparation for SEC examinations, including example requests
  • Risk assessments related to GIPS compliance
  • Ongoing compliance maintenance