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UK University Series - Considerations for Doing Business in the U.S.
UK University Series - Considerations for Doing Business in the U.S.
 

July 15, 2015

Division
Europe

Speaker: Brett S. Niehaus, Consultant, ACA Compliance Group

Webcast Discussion Includes:

  • Registration
  • Exemptions from Registration
  • Exempt Reporting Advisers vs. Registered Investment Advisers
  • Types of Clients
  • Compliance Program
  • SEC Examinations