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UK University Series - Introduction to Managing a 40 Act Fund
UK University Series - Introduction to Managing a ’40 Act Fund
 

July 29, 2015

Division
Europe

Speaker: Lynne Carreiro, Managing Director, ACA Compliance Group

Speaker: Erik Olsen, Senior Principal Consultant, ACA Compliance Group

Webcast Discussion Includes:

  • Introduction to Investment Companies
  • Regulatory Framework
  • Mutual Fund Players
  • Registration and Disclosure
  • Investing Rules and Restrictions