June 11, 2013
Speaker: Lynne M. Carreiro, Senior Principal Consultant, ACA Compliance Group Speaker: Laura Grossman, Assistant General Counsel, Investment Advisor Association
Webcast Discussion Includes:
February 21, 2013
Division Investment Adviser
Speaker: Barry Schwartz, Partner, ACA Compliance Group
Speaker: Harvey Gross, COO, Cyber Security Auditors & Administrators LLC
June 26, 2013
Division Broker Dealer
Speaker: Anthony Perez, Principal Consultant, ACA Compliance Group
Speaker: John Crowe, Chief Compliance Officer, Evercore Group, LLC
Speaker: Samuel Turvey, Chief Compliance Officer, TIAA-CREF Individual and Institutional Services, LLC
Speaker: John Sertic, Senior Compliance Advisor, Fidelity Brokerage Services, LLC
July 16, 2013
Speaker: Kristina Kneip Staples, Senior Principal Consultant, ACA Compliance Group
Speaker: Karen Livingstone, Project Management Risk and Advisory Services, Enterprise Risk Management
September 5, 2013
Speaker: Michael Ciambor, Senior Principal Consultant, ACA Compliance Group
Speaker: Stephen J. Crimmins, Partner, K&L Gates LLP
Speaker: K. Susan Grafton, Partner, K&L Gates LLP
October 16, 2013 11:00 am EST
Speaker: Ted McGrath, Principal Consultant, ACA Compliance Group
Speaker: Scott Webster, Partner, Goodwin Procter
April 24, 2013
Speaker: Travis Dragomani, Senior Principal Consultant, ACA Compliance Group
Speaker: Alan Wolper, Partner, Ulmer Berne LLP
April 30, 2013
Division GIPS Verification
Speaker: Mike Sonnenburg, Verification Manager, ACA Compliance Group Beacon Verification Division
Speaker: Todd Healy, Director, Head of Investment Operations, BMO Asset Management Corp.
May 22, 2013
Division United Kingdom
Speaker: Ron Weekes, Partner, ACA Compliance Group - Europe
Speaker: Adam Palmer, Director, ACA Compliance Group - Europe
Speaker: Richard Timms, Principal Consultant, ACA Compliance Group - Europe
May 21, 2013 Division United Kingdom
Speaker: Sally McCarthy, Senior Principal Consultant, ACA Compliance Group - Europe
Speaker: Andrew J. Dunbar, Partner, Sidley Austin LLP
Speaker: Jose F. Sanchez, Partner, Sidley Austin LLP
Speaker: Kimberly A. Dunne, Partner, Sidley Austin LLP
June 25, 2013
Speaker: Charlie Stout, Managing Director, ACA Compliance Group Beacon Verification Division
Speaker: John Livewell, Chief Compliance Officer, PENN Capital Management Company, Inc.
August 15, 2013
Speaker: Joel Stocksdale, Principal Consultant, ACA Compliance Group
Speaker: Greg Kramer, Attorney, Kleinberg, Kaplan, Wolff & Cohen
August 1, 2013
Speaker: Kimberly Daly, Senior Principal Consultant, ACA Compliance Group
Speaker: Marc Elovitz, Partner, Schulte Roth and Zabel LLP
September 12, 2013
Speaker: Danielle Joseph, Senior Principal Consultant, ACA Compliance Group
Speaker: Jack Radar, Senior Principal Consultant, ACA Compliance Group
December 4, 2013 11:00 am EST
Speaker: Kim Daly, Senior Principal Consultant, ACA Compliance Group
Speaker: Eva Marie Carney, Partner, Richards Kibbe & Orbe LLP