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Pay-to-Play Regulations and Your Compliance Program Discussion of Results: 2018 Fall Alternative Fund Manager Survey Webcast
Pay-to-Play Regulations and Your Compliance Program
List Price: $225.00
Our Price: $225.00
Join us on Wednesday, September 26, 2018 at 11 a.m. ET for our webcast, Pay-to-Play Regulations and Your Compliance Program. During this webcast, Ki Hong, partner at Skadden and Elaine Vincent, consultant at ACA Compliance Group will discuss pay-to-play regulations and best practices to consider for your compliance program.

Fee to attend the webcast $225. Discount codes are avaialble for ACA C3 clients and Cordium compliance clients. Please contact your compliance consultant or email us at webcastinfo@acacompliancegroup for your discount code.

CLE credit certificate for live attendees is pending.
ACA recently closed its eleventh survey in a series that focuses on the novel and complex issues facing of hedge fund and illiquid fund (e.g., private equity, real estate, venture, infrastructure) managers compliance professionals. We are pleased to report receiving 220 responses! The information we collected will be reviewed during our "Discussion of Results: 2018 Compliance Survey for Alternative Fund Managers webcast. Please join us for this event on Thursday, October 11, 2018, from 2 p.m. to 3:15 p.m. EST.

The webcast presenters, Colleen Marencik and Tessa Carbone of ACA Compliance Group, will analyze issues raised in the survey. These include the following topics:

  • Fees and Expenses This portion of the webcast focuses on the types of expenses charged to private funds, the income received by fund managers and any associated management fee offsets, the controls, policies, and procedures related to fund expenses, and policies and procedures related to the calculation and deduction of management and incentive fees.
  • Controls Related to the Receipt of Material Nonpublic Information Colleen and Tessa will discuss information barriers, restricted lists, interaction with industry experts and consultants, corporate access, and training.
  • Custody and Safekeeping of Client Assets This discussion centers on compliance with the GAAP audit requirement for private funds and any SPV or co-investment vehicles, and capital control and reconciliation best practices.

Survey participants may attend this webcast free of charge. To access the event at no fee, please be sure to use the code you received after completing the survey.

Individuals who did not participate in the survey are welcome to attend the webcast. The fee to attend is $225. This webcast is not eligible for the C3 client discount code. Please contact webcastinfo@acacompliancegroup.com for more details.