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2020 Investment Management Compliance Testing Survey Results Webcast

ACA Compliance Group, the Investment Adviser Association, and BrightSphere Investment Group invite you to join our live webcast discussing the results of the 2020 Investment Management Compliance Testing Survey on June 25 at 1 PM ET.

This year’s survey covered the following areas:

  • Business Continuity Planning (with a focus on COVID-19)
  • Form CRS
  • Anti-Bribery and Corruption
  • Cybersecurity and Data Privacy
  • Trend Update: "Hot” Compliance Topics

Survey participants may attend this webcast free of charge. To access the event at no fee, please be sure to use the code you received after completing the survey when you register.

Individuals who did not participate in the survey are welcome to attend the webcast. The fee to attend is $225. This webcast is not eligible for the C3 client discount code.